Financial Regulation

The House Financial Services Committee will hold hearings on the collapse of cryptocurrency exchange FTX in December, lawmakers announced Wednesday.

Who’s really to blame for FTX crypto collapse? Venture capitalists, investors and poor regulation share blame, while crypto problems drive investors to Bitcoin.

The total assessed included a record $4.2 billion in civil penalties, up from a total amount of $3.6 billion in 2021, as it filed 760 total enforcement actions.

The SEC passed a rule required by the Dodd-Frank Act to force public companies whose financial statements contain errors to recoup their executives’ bonuses and other incentive pay.

Edward Jones' parent has scrapped plans to create a new bank as market turmoil looms and banking crises in the U.K. and at Credit Suisse threaten a Lehman moment.

Lawyer John Deaton, amici curiae in the landmark SEC vs. Ripple case weighs in on Gary Gensler's ruling iron fist when it comes to cryptocurrency regulation.

Biden's radical agenda for the SEC includes an outlandish expansion of authority to mandate climate change regulations on companies and consumers alike.

Bank of America is being fined $225 million by federal regulators for how they handled a jobless benefits program during the COVID-19 pandemic.

Elon Musk may have a battle on his hands with the SEC following his disclosure of investing in Twitter to the public. He revealed he acquired a 9.2% stake.

The oligarchs remain a vulnerable point of Putin's power since their wealth exists in more clear-cut and traditional investments.

President Biden's pick to the comptroller of the currency Saule Omarova also previously called the financial services industry the "quintessential a------ industry."

Chairman of the Securities and Exchange Commission Gary Gensler argued on Thursday that the cryptocurrency “field is not going to reach any of its potential if it tries to stay outside of our laws.”

Republican Sen. Pat Toomey is demanding answers about reports that the Consumer Financial Protection Bureau forced out career civil servants in favor of President Biden loyalists.

A space-transportation company trying to go public didn’t tell potential investors that its satellite-hauling technology failed, that it lost contact with a satellite in space and that its Russian founder had been deemed a national-security risk by the U.S. government, the Securities and Exchange Commission said.

Jordan Belfort, the former stockbroker and subject of the 2013 hit “Wolf of Wall Street,” argued that Tesla CEO Elon Musk may not need to "pump and dump" cryptocurrencies, however, other people "pump and dump" around the “hype” the celebrity creates.