SEC

The SEC has charged five people in connection with an alleged insider trading scheme involving Netflix.

London-based Pearson PLC will pay $1 million to settle charges it misled investors about a 2018 cyber intrusion involving the theft of millions of student records, the U.S. Securities and Exchange Commission (SEC) said on Monday.

Spirit Airlines lost tens of millions of dollars in its spate of flight cancellations and delays this month, according to an SEC filing.

As many as three agencies inside the Biden administration are at odds with each other over who will take the lead in regulating cryptocurrencies.

As Wall Street gears up for Robinhood’s highly-anticipated foray onto the open market, the company has quietly been laying the groundwork to become a standalone market maker, FOX Business has learned.

The move would've boosted the total number of Class A shares outstanding to 549,173,073, according to an SEC filing Tuesday.

Robinhood's chief legal officer is a former SEC commissioner who raked in more than $30 million last year after joining the trading platform's executive team in May.

Robinhood's IPO is officially in the pipeline after it filed with the SEC.

The Securities and Exchange Commission said it has charged Neovest Inc., a JPMorgan Chase & Co. unit that provides an electronic-trading platform, for operating as an unregistered broker-dealer.

Wall Street executives are scrambling to figure out if Securities and Exchange Commission Chair Gary Gensler is serious about imposing new “woke” disclosure mandates on companies. And the answer they’re getting is a resounding “yes.”

Job postings indicate the Federal Government is worried about the proliferation of crimes involving digital currencies such as Bitcoin and Ethereum, and plans a broad criminal crackdown on illicit activities in the crypto world. In recent weeks, crypto-related criminal activity has been making national headlines particularly with the cyberattack on the Colonial Pipeline in May that resulted in the days-long shutdown of the country’s largest fuel pipeline.

Business groups are trying to calculate just how much money public companies might have to shell out to comply with the Securities and Exchange Commission’s planned new “woke” corporate disclosure rules, and initial estimates aren’t pretty.

The Securities and Exchange Commission said it had hired Renee Jones, a Boston College law professor, as its top staff regulator of public companies.

The Securities and Exchange Commission said it had hired Renee Jones, a Boston College law professor, as its top staff regulator of public companies.

Securities and Exchange Commission Chairman Gary Gensler unveiled an ambitious list of proposed reforms Friday including guidelines for “woke” corporate disclosures and rules to curtail the “gamification” of Wall Street as he embarks on his tenure as Wall Street’s top cop.

Clover Health and Wendy's are feeling the Reddit love as a new crop of stocks joins AMC and GameStop as favorites of retail traders.

The Securities and Exchange Commission is drafting a proposal that would restrict plans that corporate insiders use to avoid insider-trading claims when buying or selling their own company’s stock.

As AMC and GameStop shares climb wildly, the SEC is looking for ways to control these 'meme' stocks using regulation.

AMC and GameStop shares are popping and the SEC is keeping tabs on the action.