Hertz sold $29 million in stock before SEC stepped in
Hertz Global Holdings Inc. raised $29 million selling its likely worthless stock before regulators dissuaded the bankrupt rental-car company from selling more.
Citron’s Andrew Left: Despite securities fraud concerns, there is great growth in China
Citron’s Andrew Left on China, investing
Under Armour says it gets Wells Notices from SEC
The Wall Street Journal reported in November 2019 that the SEC and the Justice Department were investigating the company's accounting practices to determine whether the company shifted sales from quarter to quarter to appear healthier, according to people familiar with the matter.
Why SEC proxy voting rules overhaul is the right move
The SEC's nearly finalized rule on the proxy voting process is an encouraging first step.
The Chinese are committing fraud in US capital markets’: Muddy Waters' Carson Block
Along with the coronavirus, the Chinese are facing pressure over fraudulent companies listed on US exchanges and the SEC seeks answers.
Peter Thiel's Palantir confidentially files for public listing
The public listing is expected to take place following the SEC's review process, "subject to market and other conditions."
Elon Musk mocks SEC again amid surge in Tesla stock
Tesla CEO Elon Musk mocked short sellers and the Securities and Exchange Commission in a series of tweets Thursday following a surge in the automaker's stock.
SEC sends billion-dollar message to Telegram
Telegram will return $1.2 billion to investors in its canceled crypto token offering and pay an $18.5 million fine.
‘Casino Jack’ Abramoff charged in $5M cryptocurrency fraud
The scheme drew at least $5.6 million from 2,400 investors.
SEC's Clayton says possible US Attorney's job first raised last weekend
“This was first raised for the president and the attorney general last weekend,” Clayton said in his testimony.
Trump nominates SEC Chairman Jay Clayton to replace Geoffrey Berman as US attorney in New York
President Trump nominated the Chairman of the Securities and Exchange Commission, Jay Clayton, to be the next US Attorney for the Southern District of New York.
Hertz caves to SEC, halts $500M stock sale
Bankrupt Hertz backtracks on a controversial stock sale.
Dun & Bradstreet files for a $1B IPO
The company plans to list on the New York Stock Exchange under the symbol DNB
California tech CEO charged in coronavirus test fraud case
Authorities said his company billed Medicare $69 million for coronavirus and unnecessary allergy tests
SEC Whistleblower Program: 5 Facts
Here are five things to know about the SEC's Whistleblower Program.
SEC whistleblower nets $50 million payout, most ever
An SEC Whistleblower just pocketed $50 million, a record payout for a valuable tip.
Coronavirus misconduct crackdown by SEC fueled by whistleblower tips
The novel coronavirus outbreak and economic fallout is proving to be a bonanza for whistleblower lawyers as the U.S. securities regulator cracks down on a range of related misconduct from companies touting sham cures to misuse of federal aid.
What is insider trading?
"Insiders" at big companies and elsewhere must be careful about what they do with the confidential information they receive.
Former Hollywood movie CEO charged with $30M fraud
The movie executive is accused of embezzling $14 million to buy a Beverly Hills home.
Congressional insider trading probe focused on Sen. Burr: Report
Charlie Gasparino on why Sen. Burr's case is different from other suspected senators