SEC

"Becoming a public company is a rigorous exercise," said SEC Chairman Jay Clayton.

The company said its accounting practices and disclosures were appropriate.

Mylan and the SEC settle claims in long-running EpiPen scandal.

The agency found that Herbalife’s public statements about service provider compensation were “false and misleading."

Shares are down more than 86 percent so far this year.

Clayton has said that a reduction in U.S.-listed companies hurts Main Street investors who are unable to benefit from their growth.

The company also paid sales commissions of as much as 50 percent.

The SEC says the man facing civil complaints in the case took advantage of his Amish heritage. Some clients invested their life savings.

SEC considering new rulemaking that would allow for the creation of funds that invest in pre-IPO shares.

More than 600 investors from 40 states put $29.5 million into the scheme, officials said.

An investment fund manager is accused of carrying out a $105 million fraud and using her investors’ money for personal expenses, paying back other investors and making her own unrelated investments.

Buying cryptocurrency can be confusing for investors who are inexperienced in the highly technical field.

The whistleblower, a former accountant who worked with the company for 18 years, was fired by Disney in 2017.

Cantor Fitzgerald & Co. and BMO Capital Markets Corporation will each pay a fine to settle charges of improperly handling “pre-released” American Depositary Receipts (ADRs), according to the Securities and Exchange Commission (SEC). 

She has been charged with felony conspiracy and fraud.

The retail giant ended a longstanding investigation into payments made to foreign government officials.