SEC

The U.S. Securities and Exchange Commission is investigating Exxon Mobil Corp on climate change and accounting practices, CNBC tweeted, citing Dow Jones.

The U.S. Securities and Exchange Commission is investigating Exxon Mobil Corp on climate change and accounting practices, CNBC tweeted, citing Dow Jones.

The case for treading lightly when it comes to regulatory cures for the U.S. stock market.

The U.S. Justice Department is investigating Fiat Chrysler Automobiles NV for fraud, Bloomberg reported, citing people familiar with the matter.

The U.S. Justice Department is investigating Fiat Chrysler Automobiles NV for fraud, Bloomberg reported, citing people familiar with the matter.

Citigroup Inc. has agreed to pay $7 million and admitted to wrongdoing to settle Securities and Exchange Commission charges the financial services firm gave the agency incomplete "blue sheet" information.

Valeant Pharmaceuticals is under investigation by the SEC.

Lender GE Capital on Wednesday became the first firm to lose its designation as "systemically important," a label born of the financial crisis that the U.S. government gives to institutions with potential to wreck the economy in the event of distress.

Lender GE Capital on Wednesday became the first firm to lose its designation as "systemically important," a label born of the financial crisis that the U.S. government gives to institutions with potential to wreck the economy in the event of distress.

The top U.S. securities regulator is keeping a close eye on the markets in light of Britain's vote to leave the European Union, its chair said in a statement on Friday.

The top U.S. securities regulator is keeping a close eye on the markets in light of Britain's vote to leave the European Union, its chair said in a statement on Friday.

Bank of America Corp's Merrill Lynch unit will pay $415 million and admit to wrongdoing to settle charges that it misused customer cash to generate profits and failed to safeguard their securities from creditors, the U.S. Securities and Exchange Commission said on Thursday.

Bank of America Corp's Merrill Lynch unit will pay $415 million and admit to wrongdoing to settle charges that it misused customer cash to generate profits and failed to safeguard their securities from creditors, the U.S. Securities and Exchange Commission said on Thursday.

An investment advisor ripped off Mark Sanchez, Jake Peavy and Roy Oswalt by secretly investing millions of dollars in a troubled online ticket seller, according to a lawsuit filed by the SEC.

An investment advisor ripped off Mark Sanchez, Jake Peavy and Roy Oswalt by secretly investing millions of dollars in a troubled online ticket seller, according to a lawsuit filed by the SEC.

Sanjay Valvani, a hedge fund manager at Visium Asset Management LP who was arrested last week on insider trading charges, has been found dead in an apparent suicide, the police said on Tuesday.

Oppenheimer & Co agreed to pay nearly $3 million in fines and restitution to settle U.S. regulatory charges that it improperly sold risky exchange-traded funds to risk-averse elderly customers and other retail investors.

Oppenheimer & Co agreed to pay nearly $3 million in fines and restitution to settle U.S. regulatory charges that it improperly sold risky exchange-traded funds to risk-averse elderly customers and other retail investors.

Former American International Group chief executive Maurice 'Hank' Greenberg must face a fraud trial over transactions at the insurer, New York's highest court ruled on Thursday.

Former American International Group chief executive Maurice 'Hank' Greenberg must face a fraud trial over transactions at the insurer, New York's highest court ruled on Thursday.